CF Audit & Compliance SA in a few words...
We are a leading player in the AML and prudential audit sector in French-speaking Switzerland.
ACCREDITATIONS
As part of AML and prudential audits, we are accredited by:
the main self-regulatory organizations (SROs) in French-speaking Switzerland (PolyReg, AOOS, SO-FIT, ARIF, and OAR Fiduciaire Suisse);
the main supervisory organizations authorized by FINMA (OSFIN, AOOS, SO-FIT, and OSIF).
For statutory audits, our firm is licensed as a Licensed Audit Expert (FAOA registration No. 505 113). We are authorized to carry out audits of companies subject to either mandatory or voluntary ordinary audits, as well as companies subject to limited statutory audits.
OUR CLIENTS
Our clients represent the typical landscape of financial intermediaries in Switzerland and they are mostly active in wealth management, fiduciary / family office, trust company and money transfer activities.
Our core services
Our firm provides AML and prudential audit services to all types of financial intermediaries in the Swiss market, including independent asset managers, money transfer businesses, fiduciary firms, and trustees. These services are backed by the expertise and experience of our professionals, as well as the broader capabilities of the CF Compagnie Fiduciaire Group.
AUDITING
- AMLA control in accordance with SRO and FINMA anti-money laundering directives
- Preparation of audit reports for members of the various SROs, as well as for financial intermediaries directly supervised by FINMA.
- Investigation officer for various SROs
PRUDENTIAL AUDITING
- Prudential audits under the AMLA, FinIA and FinSA for Supervisory Organisations and FINMA
- Preparation of audit reports for members of the various Self-Regulatory Organizations (SROs) and Supervisory Organisations (SOs).
- Acting as an investigating officer for various Self-Regulatory Organizations (SROs).
- Élément de liste #1
- Élément de liste #1